Guardian Performance Solutions LLC
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Guardian Performance Solutions LLC

Our Company

Company Profile

Guardian Performance Solutions is a specialty compliance consulting firm dedicated to providing customized solutions to the investment management industry with the objective of facilitating the production of compliant performance advertising materials.

 

We help investment advisers to achieve their goals of marketing their services and growing their business, while also meeting their regulatory obligations and adhering to industry accepted standards and best practices.

 

Our Services

Our Services

We provide support, consultation and training to compliance officers, marketing personnel and investment performance professionals.

 

Examples of services that we provide include project-specific or retainer-based compliance consultation, delivering targeted education and training, conducting ongoing reviews of a firm’s advertising materials, or developing and managing all areas of a firm’s advertising compliance program. We create and maintain GIPS compliance manuals and compliant disclosure presentations.