Events

 Ascendant Compliance Napa ConferenceCompliance Disruptors: Seismic Shifts of the Regulatory Landscape

The Meritage Resort and Spa, Napa, California, October 10-12, 2017

Marketing and Advertising: It’s All About the Fine Print – Panelist: Amy Jones, CIPM

Conference agenda by clicking here

21th Annual GIPS Standards Conference

September 14-15, 2017 in San Diego, California

Registration will open later this year.

 

San Francisco GIPS® Panel Discussion

April 11, 2017 at CFA Society San Francisco

Panelist: Amy Jones, CIPM (Guardian Performance Solutions LLC) & Richard Kemmling, CPA, CIPM (Ashland Partners & Co LLP)

Registration open now

 

FRA Marketing & Advertising Compliance Forum For Investment Advisors

August 22-23, 2016 at The Princeton Club, New York, NY

Session: GIPS® Compliance — Maintaining Consistent Adherence to GIPS® Standards Requirements

Speakers: Amy Jones, CIPM and Arin Stancil, CFA, CIPM

 

NRS Webinar: Global Investment Performance Standards (GIPS®) for Investment Advisers

August 9, 2016

Arin Stancil panelist

 

IA Watch Conference

June 9-10, 2016 in San Francisco at the Westin St. Francis Hotel

Advertising/Marketing Best Practices

Speaker: Amy Jones, CIPM

 

National Society of Compliance Professionals (NSCP) Webinar: Blindspots in Operational Risks

February 11, 2016

Speakers: Amy Jones, CIPM (Guardian Performance Solutions) and Richard Kerr (KL Gates)

 

IA Watch Webinar: Advertising/Marketing Best Practices to Tackle This Perennial Challenge and Avoid Compliance Missteps

January 26, 2016

Amy Jones panelist

 

NRS Webinar: Global Investment Performance Standards (GIPS®) for Investment Advisers

October 22, 2015

Arin Stancil panelist

 

San Francisco Investment Adviser Compliance Symposium 2015

June 9, 2015

Arin Stancil panelist