GIPS® Compliance Implementation

Bringing a firm into compliance with the GIPS standards for the first time can be a difficult process. Before a firm can claim compliance with the GIPS standards, the firm must take all steps necessary to ensure that they have satisfied all applicable requirements. Several tasks must be completed including documenting and implementing GIPS policies & procedures, constructing composites, creating compliant marketing presentations, and ensuring solid controls are in place to maintain compliance. Firms that make the decision to pursue GIPS compliance can benefit from the help of the experts at Guardian who are well versed in the GIPS standards and who have worked with hundreds of other firms in the same position.

Guardian’s GIPS Compliance Implementation services cover the development of a firm’s entire GIPS compliance program, including:

  • Documenting customized and comprehensive GIPS policies and procedures.
  • Determining appropriate criteria for composite construction.
  • Reviewing performance calculation methodologies.
  • Once GIPS compliant, Guardian can assist with GIPS Compliance Maintenance