Testing the Effectiveness of Your GIPS Compliance Program

By Amy Jones, CIPM
National Society of Compliance Professionals (NSCP) Currents 02.2015

For investment management firms interested in presenting GIPS compliant investment results the task of establishing and maintaining an effective compliance program can seem daunting. Fortunately, the road to GIPS compliance is well-travelled. Ms. Jones details annual testing procedures that firms should consider adopting in order to evaluate the effectiveness of their GIPS compliance program.

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