We are passionate about providing practical solutions for our clients. Each engagement is designed specifically based on the needs of the firm. Services that we provide include:

  • Implementing programs to achieve and maintain compliance with the Global Investment Performance Standards (GIPS®), which includes:
    • Developing customized GIPS® policies and procedures
    • Creating GIPS® compliant composite presentation materials
    • Advising on appropriate practices for composite construction
    • Reviewing performance calculation methodologies
    • Assessing the quality of supporting books and records
    • Acting in a liaison role with your verifier in order to make the verification process as smooth and efficient as possible
    • Implementing a program that allows the firm to maximize the benefits of claiming GIPS® compliance
  • Updating and improving existing GIPS® compliance programs.
  • Reviewing sales and marketing literature and updating the materials with associated disclosures for compliance with the Advisers Act and/or the GIPS® standards.
  • Developing performance advertising compliance programs for firms that elect not to claim compliance with the GIPS® standards that address regulatory requirements and industry best practices.
  • Providing customized training to various departments throughout the organization.
  • Providing proactive consultation relating to performance measurement, composite construction, and the application of the GIPS® standards.

As a specialized boutique compliance consulting firm, we are able to provide our clients with high quality hands-on service at a reasonable cost.

GIPS® is a registered trademark owned by CFA Institute
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